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    May 17, 2013 |Column| Los Angeles Times

  1. Enron's Jeff Skilling doesn't deserve a break

    As if you didn't know this already, we're coddling criminals in America.
    As if you didn't know this already, we're coddling criminals in America. By that I don't mean the petty drug dealers, three-strikes necklace-snatchers and other mooks filling up our state prisons; many of them are doing hard time. I'm talking about...

    Tags: Finance, Court Preliminary, Prisons, Insider Trading, Companies and Corporations

    2. Apr 30, 2013 |Story| Los Angeles Times

  2. SEC accuses city of Victorville, others of fraud in bond sale

    Ever since the Department of Defense shut down George Air Force Base in 1992, the high desert town of Victorville has struggled to reinvent itself.
    Ever since the Department of Defense shut down George Air Force Base in 1992, the high desert town of Victorville has struggled to reinvent itself. The city encouraged massive residential and retail development. It invested in two new power plants....

    Tags: Finance, Laws, Solar Energy, Companies and Corporations, College Sports

    3. Apr 29, 2013 |Story| Los Angeles Times

  3. SEC accuses city of Victorville, officials of fraud

    Federal securities regulators have accused the city of Victorville, an official, the airport authority and municipal bond underwriters of fraud stemming from a 2008 offering.
    Federal securities regulators have accused the city of Victorville, an official, the airport authority and municipal bond underwriters of fraud stemming from a 2008 offering. The Securities and Exchange Commission on Monday accused the parties of...

    Tags: Laws, U.S. Securities and Exchange Commission, Viral Diseases and Infections, Bonds, Crime, Law and Justice

    4. Apr 11, 2013 |Story| Los Angeles Times

  4. Ex-KPMG auditor Scott London is charged

    Prosecutors filed a criminal charge against disgraced former KPMG partner Scott London, saying he gave a stock-trading friend inside information about his firm's clients in exchange for cash, jewelry and expensive dinners.
    Prosecutors filed a criminal charge against disgraced former KPMG partner Scott London, saying he gave a stock-trading friend inside information about his firm's clients in exchange for cash, jewelry and expensive dinners. The criminal case filed...

    Tags: Finance, Pacific Capital Bancorp, FBI, Starbucks Corp., Insider Trading

    5. Apr 11, 2013 |Story| Los Angeles Times

  5. In KPMG insider trading case, crime and blunders alleged

    It's the kind of audacious but small-stakes insider trading that normally wouldn't have merited much attention.
    It's the kind of audacious but small-stakes insider trading that normally wouldn't have merited much attention. Golfing buddies Scott London and Bryan Shaw netted just $1.3 million, a blip in a world where Wall Street kingpins pocket hundreds of...

    Tags: Finance, NYSE Euronext, Inc., Court Preliminary, Insider Trading, KPMG

    6. Apr 11, 2013 |Story| Los Angeles Times

  6. Details emerge in case against ex-KPMG auditor Scott London

    The KPMG insider trading scam was far more profitable than earlier known and went longer than thought.
    The KPMG insider trading scam was far more profitable than earlier known and went longer than thought. Scott London, the disgraced ex-auditor from KPMG's office in Los Angeles, has been charged in a federal complaint with one count of conspiracy to...

    Tags: Finance, Financial Markets, FBI, Insider Trading, Scott London

    7. Apr 11, 2013 |Story| Los Angeles Times

  7. Former KPMG auditor Scott London appears in court

    Scott London, the auditor fired by KPMG, appeared before a federal judge Thursday to answer to accusations that he helped orchestrate an insider-trading scheme that racked up $1.3 million in ill-gotten gains.
    Scott London, the auditor fired by KPMG, appeared before a federal judge Thursday to answer to accusations that he helped orchestrate an insider-trading scheme that racked up $1.3 million in ill-gotten gains. A somber expression on his face, London...

    Tags: Finance, Accounting and Auditing, Financial Markets, Insider Trading, Crime, Law and Justice

    8. Apr 10, 2013 |Story| Los Angeles Times

  8. Insider-trading scandal poses risks to KPMG's reputation

    NEW YORK -- A former senior KPMG auditor's leaks could threaten the reputation of one of the country's biggest accounting firms, industry experts said.
    NEW YORK -- A former senior KPMG auditor's leaks could threaten the reputation of one of the country's biggest accounting firms, industry experts said. Auditors like Scott London, a former senior partner in KPMG's office in Los Angeles, are privy to...

    Tags: Arthur Andersen, Finance, Columbia University, U.S. Securities and Exchange Commission, Accounting and Auditing

    9. Mar 11, 2013 |Story| Los Angeles Times

  9. In rare move, SEC charges Illinois with securities fraud

    The Securities and Exchange Commission charged Illinois with securities fraud, accusing the state of misleading municipal investors over pension fund obligations, the regulatory agency said Monday.
    The Securities and Exchange Commission charged Illinois with securities fraud, accusing the state of misleading municipal investors over pension fund obligations, the regulatory agency said Monday. An investigation determined the state failed to...

    Tags: Pension and Welfare, U.S. Securities and Exchange Commission, Interior Policy, Prosecution, Politics

    10. Feb 27, 2013 |Story| Los Angeles Times

  10. SEC is investigating Michael Milken, magazine says

    Federal regulators are investigating whether onetime junk-bond czar Michael Milken violated his lifetime ban from the securities industry, according to a published report.
    This post has been updated. See below for details.
    Federal regulators are investigating whether onetime junk-bond czar Michael Milken violated his lifetime ban from the securities industry, according to a published report. Milken is allowed to manage his own wealth but is barred from running money for...

    Tags: U.S. Securities and Exchange Commission

    11. Feb 27, 2013 |Story| Los Angeles Times

  11. Dodgers' Guggenheim subject of SEC probe over Michael Milken ties

    Money, money, money. So much money. From places only the most sophisticated financial followers truly understand, not that they always agree.
    Money, money, money. So much money. From places only the most sophisticated financial followers truly understand, not that they always agree. Last year Guggenheim Partners formed a group to buy the Dodgers and spent a record $2.1 billion on the...

    Tags: Finance, AEG, U.S. Securities and Exchange Commission, Magic Johnson, Josh Beckett

    12. Feb 22, 2013 | Los Angeles Times

  12. San Onofre: Edison ordered to show costs for replacing generators

    L.A. NOW
    In response to a complaint filed by a former San Diego city attorney, an administrative judge with the California Public Utilities Commission has ordered Southern California Edison to file an accounting of its costs to replace steam generators at the........
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