Highlights
A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.
Displaying items 1-12 of 422
» View latimes.com items only
1
2
3
4
5
6
7
8
9
10
11-36
Next >
-
Corinthian Colleges' stock tumbles 23% since disclosing SEC probe
Shares of Corinthian Colleges Inc. fell 23% last week after the Santa Ana for-profit college chain disclosed that the Securities and Exchange Commission had launched an investigation into the company. Corinthian said it received a subpoena this month...
Tags: Colleges and Universities, Leon Panetta, National Government, For-Profit Colleges, Students
-
Revlon fined $850,000 by SEC, accused of misleading investors
Cosmetics giant Revlon Inc. is facing a $850,000 fine from the Securities and Exchange Commission, which alleges the company misled investors as it tried to tackle its debt. Without admitting or denying fault, the New York company agreed to settle...
Tags: Revlon Incorporated, Marketing, Analysts' Comments
-
Snowden's dilemma: What are the possibilities for asylum?
If Edward J. Snowden, who says he leaked National Security Agency secrets, wants to stay out of the clutches of U.S. judicial authorities, his choices for seeking asylum are few and, literally, far between. Only Iceland would seem to meet the conditions...
Tags: Comverse Technology Incorporated, Central Intelligence Agency, International Law, Espionage and Intelligence, Hong Kong
-
AIG sale of aircraft leasing firm to Chinese investors hits snag
Insurance giant American International Group Inc.’s attempt to sell its Century City aircraft leasing company to a consortium of Chinese investors has run into turbulence because a deposit payment was not received on schedule. AIG revealed in a...
Tags: China, American International Group
-
Sale of AIG's ILFC unit to Chinese investors hits a snag
Insurance giant American International Group Inc.'s attempt at selling its Century City aircraft-leasing company to a consortium of Chinese investors has run into turbulence because a deposit payment was not received on schedule. AIG revealed in a...
Tags: Financing and Stock Offerings, Federal Reserve, Economy, Business and Finance, CEO Pay, China
-
Nasdaq says it has added new safeguards since marred Facebook IPO
NEW YORK -- Exchange operator Nasdaq OMX Group says it has put new safeguards in place in the year since it botched Facebook's initial public stock offering. As the U.S. Securities and Exchange Commission was announcing that Nasdaq had agreed to pay a...
Tags: Media Industry, Financing and Stock Offerings, Initial Public Offerings, NASDAQ, Stock Market
-
Nasdaq settles Facebook IPO debacle with SEC
NEW YORK — Nasdaq OMX Group will pay $10 million for botching Facebook's initial public stock offering last year, a debacle that shook investors' confidence in Wall Street. Nasdaq's penalty would be the biggest ever paid by an exchange, said the...
Tags: Media Industry, Financing and Stock Offerings, NYSE Euronext, Inc., Social Media, Initial Public Offerings
-
Disney's Bob Iger and Jay Rasulo net big gains on stock sales
Walt Disney Co. Chairman and Chief Executive Robert Iger and Chief Financial Officer James Rasulo sold large quantities of company stock in mid-May, when shares of the Burbank entertainment giant were near an all-time high. Iger sold 1 million shares of...
Tags: Earnings, Corporate Officers, Robert A. Iger, Johnny Depp, Companies and Corporations
-
Dell board recommends Michael Dell's buyout offer
The Dell Inc. board is standing behind a buyout offer from Michael Dell, the company's chief executive and founder, and it has asked shareholders of the slumping PC maker to approve the deal in a July 18 vote. The company's announcement Friday is the...Tags: Computing and Information Technology Industry, Michael S. Dell, Companies and Corporations, Dell Inc., Carl Icahn
-
Nasdaq to pay $10 million for botching Facebook IPO
NEW YORK -- The Nasdaq OMX Group will pay $10 million for botching Facebook's initial public offering last year, a debacle that shook investors' confidence in Wall Street. Nasdaq's penalty would be the biggest ever paid by an exchange, said the U.S....
Tags: Financing and Stock Offerings, Media Industry, Social Media, Initial Public Offerings, NASDAQ
-
China gives U.S. regulators access to audit records
China agreed to give a U.S. regulator access to documents from Chinese accounting firms, moving toward a resolution of a dispute that could have pushed the country's companies to stop trading on U.S. stock markets. The Public Company Accounting Oversight...Tags: KPMG, Deloitte Touche Tohmatsu Ltd., China, PricewaterhouseCoopers, Accounting and Auditing
-
Obama nominates 2 Senate aides as SEC commissioners
Two senior U.S. Senate aides were nominated by President Obama to join the Securities and Exchange Commission. Kara M. Stein would replace Elisse B. Walter as a Democratic commissioner and Michael S. Piwowar would succeed Troy A. Paredes as a...Tags: Tim Johnson, Elections, Elisse Walter, Mary Jo White, U.S. Senate Committee on Banking, Housing, and Urban Affairs
Jun 16, 2013
|Story| Los Angeles Times
Jun 13, 2013
|Story| Los Angeles Times
Jun 11, 2013
|Story| Los Angeles Times
May 31, 2013
|Story| Los Angeles Times
May 31, 2013
|Story| Los Angeles Times
May 29, 2013
|Story| Los Angeles Times
May 30, 2013
|Story| Los Angeles Times
Jun 7, 2013
|Story| Los Angeles Times
May 31, 2013
|Story| AP Member Choice Complete
May 29, 2013
|Story| Los Angeles Times
May 24, 2013
|Story| Los Angeles Times
May 25, 2013
|Story| Los Angeles Times
Original site for U.S. Securities and Exchange Commission topic gallery.
