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A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

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    May 21, 2013 |Story| Los Angeles Times

  1. Guilty plea in KPMG insider-trading case

    A San Fernando Valley jeweler at the center of an insider-trading scandal pleaded guilty to a conspiracy charge and agreed to turn over $1.27 million in ill-gotten stock gains made from tips from a top auditor at accounting giant KPMG.
    A San Fernando Valley jeweler at the center of an insider-trading scandal pleaded guilty to a conspiracy charge and agreed to turn over $1.27 million in ill-gotten stock gains made from tips from a top auditor at accounting giant KPMG. Bryan Shaw, 52,...

    Tags: Prosecution, Herbalife Limited, Lawyers, FBI, Insider Trading

    2. May 20, 2013 |Story| Los Angeles Times

  2. Jeweler pleads guilty in KPMG insider-trading case

    A San Fernando Valley jeweler pleaded guilty Monday to a conspiracy charge in an insider-trading case and agreed to turn over $1.27 million in stock-trading gains made from tips allegedly provided by a then partner at accounting giant KPMG.
    A San Fernando Valley jeweler pleaded guilty Monday to a conspiracy charge in an insider-trading case and agreed to turn over $1.27 million in stock-trading gains made from tips allegedly provided by a then partner at accounting giant KPMG. Bryan Shaw,...

    Tags: Prosecution, Lawyers, Herbalife Limited, Insider Trading, FBI

    3. May 19, 2013 |Story| Los Angeles Times

  3. Spotlighting a terrorism risk, and profiting

    WASHINGTON — Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he called a major threat to national security.
    WASHINGTON — Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he...

    Tags: U.S. Department of Homeland Security, Human Genome Sciences Inc., Science, Rockville (Bethlehem, Pennsylvania), U.S. Department of Defense

    4. May 15, 2013 |Story| Los Angeles Times

  4. James Murdoch sells $25 million in News Corp. stock

    News Corp. Deputy Chief Operating Officer James Murdoch has sold $25 million worth of News Corp. non-voting shares as the company's stock has soared in value.
    News Corp. Deputy Chief Operating Officer James Murdoch has sold $25 million worth of News Corp. non-voting shares as the company's stock has soared in value. Murdoch, the youngest son of media baron and News Corp. Chairman and Chief Executive Rupert...

    Tags: News Corp., Media Industry, Lobbying, James Murdoch, Book

    5. May 14, 2013 |Story| Los Angeles Times

  5. Sen. Warren goads Fed, SEC, DOJ to explain no-fault bank deals

    Sen. Elizabeth Warren, having chastised bank regulators for failing to put Wall Street giants on trial, is demanding to see any analyses that the U.S. Department of Justice, the Federal Reserve and the Securities and Exchange Commission have conducted on the pros and cons of settlements that require no admissions of guilt.
    Sen. Elizabeth Warren, having chastised bank regulators for failing to put Wall Street giants on trial, is demanding to see any analyses that the U.S. Department of Justice, the Federal Reserve and the Securities and Exchange Commission have conducted...

    Tags: Federal Reserve, U.S. Department of the Treasury, Prisons, Politics, Office of the Comptroller of the Currency

    6. May 14, 2013 |Story| Los Angeles Times

  6. Bloomberg in damage-control mode over client snooping

    Officials at Bloomberg, the New York financial news and information service, scrambled to deal with an unfolding customer privacy scandal after admitting its journalists had snooped on business clients for years through its network of terminals ubiquitous on Wall Street.
    Officials at Bloomberg, the New York financial news and information service, scrambled to deal with an unfolding customer privacy scandal after admitting its journalists had snooped on business clients for years through its network of terminals ubiquitous...

    Tags: Federal Reserve, Journalism, U.S. Department of the Treasury, Thomson Corporation, Central Bank

    7. May 10, 2013 |Story| Los Angeles Times

  7. Freshman senator with senior pluck takes on the financial industry

    WASHINGTON — Sen. Elizabeth Warren, the newest member of the Senate Banking Committee, waited patiently for her first chance to question top financial regulators at a recent hearing on Capitol Hill.
    WASHINGTON — Sen. Elizabeth Warren, the newest member of the Senate Banking Committee, waited patiently for her first chance to question top financial regulators at a recent hearing on Capitol Hill. When her turn finally came after 90 minutes,...

    Tags: Federal Reserve, Freddie Mac, Boston Marathon Bombing (2013), Politics, Banking

    8. May 7, 2013 |Story| Los Angeles Times

  8. Jeweler agrees to plead guilty in KPMG insider-trading case

    A San Fernando Valley jeweler agreed to plead guilty to a conspiracy charge and return nearly $1.3 million in stock-trading gains he made from allegedly illegal<strong> </strong>tips provided by a former partner at accounting giant KPMG.
    A San Fernando Valley jeweler agreed to plead guilty to a conspiracy charge and return nearly $1.3 million in stock-trading gains he made from allegedly illegal tips provided by a former partner at accounting giant KPMG. Bryan Shaw, 52, of Lake Sherwood...

    Tags: Prosecution, Lawyers, Herbalife Limited, FBI, Insider Trading

    9. May 7, 2013 |Story| Los Angeles Times

  9. SEC and political spending

    When the Supreme Court &mdash; in our view wrongly &mdash; ruled that corporations had a constitutional right to spend their money to influence elections, it also said that disclosure of such expenditures "permits citizens and shareholders to react to the speech of corporate entities in a proper way." In that spirit, the Securities and Exchange Commission should heed a petition drive to require publicly traded companies to disclose their political spending to investors.
    When the Supreme Court — in our view wrongly — ruled that corporations had a constitutional right to spend their money to influence elections, it also said that disclosure of such expenditures "permits citizens and shareholders to react to the...

    Tags: Federal Election Commission, Political Fundraising, Politics, Elections

    10. May 3, 2013 |Story| Los Angeles Times

  10. Herbalife raises estimate of legal costs amid pyramid allegations

    Herbalife Ltd. said its feud with billionaire hedge fund manager Bill Ackman has been more costly than it anticipated, prompting speculation that the company is bracing for potential government investigations.
    Herbalife Ltd. said its feud with billionaire hedge fund manager Bill Ackman has been more costly than it anticipated, prompting speculation that the company is bracing for potential government investigations. The Los Angeles nutritional products...

    Tags: Fraud, Corporate Crime, Prosecution, Mutual Funds, Lawyers

    11. May 2, 2013 |Story| Los Angeles Times

  11. States try to tackle 'secret money' in politics

    WASHINGTON &mdash; Early last month, state lawyers and election officials around the country dialed into a conference call to talk about how to deal with the flood of secret money that played an unprecedented role in the 2012 election.
    WASHINGTON — Early last month, state lawyers and election officials around the country dialed into a conference call to talk about how to deal with the flood of secret money that played an unprecedented role in the 2012 election. The discussion,...

    Tags: Martin O'Malley, Politics, U.S. Congress, David Koch, Elections

    12. Apr 30, 2013 |Story| Los Angeles Times

  12. Moreno Valley mayor's home, developer searched in corruption probe

    Federal agents searched the home of the Moreno Valley mayor and a major warehouse developer Tuesday as part of a investigation into allegations of corruption, authorities said.
    Federal agents searched the home of the Moreno Valley mayor and a major warehouse developer Tuesday as part of a investigation into allegations of corruption, authorities said. Agents with the FBI, Internal Revenue Service and representatives of the...

    Tags: Corporate Crime, FBI, Los Angeles International Airport, Corruption

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