Loading...
RSS feeds allow Web site content to be gathered via feed reader software. Click the subscribe link to obtain the feed URL for this page. The feed will update when new content appears on this page.
Highlights

A collection of news and information related to U.S. Securities and Exchange Commission published by this site and its partners.

Sort By: Relevancy | Date | Type
Displaying items 1-12 of 451
» View latimes.com items only
    May 21, 2013 |Story| Los Angeles Times
  1. Guilty plea in KPMG insider-trading case

    A San Fernando Valley jeweler at the center of an insider-trading scandal pleaded guilty to a conspiracy charge and agreed to turn over $1.27 million in ill-gotten stock gains made from tips from a top auditor at accounting giant KPMG.
    A San Fernando Valley jeweler at the center of an insider-trading scandal pleaded guilty to a conspiracy charge and agreed to turn over $1.27 million in ill-gotten stock gains made from tips from a top auditor at accounting giant KPMG. Bryan Shaw, 52,...

    Tags: Business Enterprises, Herbalife Limited, Lawyers, Scott London, Judges

  2. May 19, 2013 |Story| Los Angeles Times
  3. Spotlighting a terrorism risk, and profiting

    WASHINGTON — Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he called a major threat to national security.
    WASHINGTON — Over the last decade, former Navy Secretary Richard J. Danzig, a prominent lawyer, presidential advisor and biowarfare consultant to the Pentagon and the Department of Homeland Security, has urged the government to counter what he...

    Tags: U.S. Department of Defense, Science and Technology, Rockville (Bethlehem, Pennsylvania), Economy, Business and Finance, National Institutes of Health

  4. May 20, 2013 |Story| Los Angeles Times
  5. Jeweler pleads guilty in KPMG insider-trading case

    A San Fernando Valley jeweler pleaded guilty Monday to a conspiracy charge in an insider-trading case and agreed to turn over $1.27 million in stock-trading gains made from tips allegedly provided by a then partner at accounting giant KPMG.
    A San Fernando Valley jeweler pleaded guilty Monday to a conspiracy charge in an insider-trading case and agreed to turn over $1.27 million in stock-trading gains made from tips allegedly provided by a then partner at accounting giant KPMG. Bryan Shaw,...

    Tags: Herbalife Limited, Lawyers, Judges, Scott London, FBI

  6. May 14, 2013 |Story| Los Angeles Times
  7. Bloomberg in damage-control mode over client snooping

    Officials at Bloomberg, the New York financial news and information service, scrambled to deal with an unfolding customer privacy scandal after admitting its journalists had snooped on business clients for years through its network of terminals ubiquitous on Wall Street.
    Officials at Bloomberg, the New York financial news and information service, scrambled to deal with an unfolding customer privacy scandal after admitting its journalists had snooped on business clients for years through its network of terminals ubiquitous...

    Tags: Federal Reserve, Journalism, European Central Bank, Economy, Business and Finance, Goldman Sachs Group, Inc.

  8. May 15, 2013 |Story| Los Angeles Times
  9. James Murdoch sells $25 million in News Corp. stock

    News Corp. Deputy Chief Operating Officer James Murdoch has sold $25 million worth of News Corp. non-voting shares as the company's stock has soared in value.
    News Corp. Deputy Chief Operating Officer James Murdoch has sold $25 million worth of News Corp. non-voting shares as the company's stock has soared in value. Murdoch, the youngest son of media baron and News Corp. Chairman and Chief Executive Rupert...

    Tags: News Corp., James Murdoch, Elections, Lobbying, British Sky Broadcasting Group Plc

  10. May 14, 2013 |Story| Los Angeles Times
  11. Sen. Warren goads Fed, SEC, DOJ to explain no-fault bank deals

    Sen. Elizabeth Warren, having chastised bank regulators for failing to put Wall Street giants on trial, is demanding to see any analyses that the U.S. Department of Justice, the Federal Reserve and the Securities and Exchange Commission have conducted on the pros and cons of settlements that require no admissions of guilt.
    Sen. Elizabeth Warren, having chastised bank regulators for failing to put Wall Street giants on trial, is demanding to see any analyses that the U.S. Department of Justice, the Federal Reserve and the Securities and Exchange Commission have conducted...

    Tags: Federal Reserve, Parties and Movements, Elizabeth Warren, Economy, Business and Finance, Ben Bernanke

  12. May 10, 2013 |Story| Los Angeles Times
  13. Freshman senator with senior pluck takes on the financial industry

    WASHINGTON — Sen. Elizabeth Warren, the newest member of the Senate Banking Committee, waited patiently for her first chance to question top financial regulators at a recent hearing on Capitol Hill.
    WASHINGTON — Sen. Elizabeth Warren, the newest member of the Senate Banking Committee, waited patiently for her first chance to question top financial regulators at a recent hearing on Capitol Hill. When her turn finally came after 90 minutes,...

    Tags: Occupy Wall Street, Elizabeth Warren, Parties and Movements, Federal Deposit Insurance Corporation, Economy, Business and Finance

  14. May 7, 2013 |Story| Los Angeles Times
  15. Jeweler agrees to plead guilty in KPMG insider-trading case

    A San Fernando Valley jeweler agreed to plead guilty to a conspiracy charge and return nearly $1.3 million in stock-trading gains he made from allegedly illegal<strong> </strong>tips provided by a former partner at accounting giant KPMG.
    A San Fernando Valley jeweler agreed to plead guilty to a conspiracy charge and return nearly $1.3 million in stock-trading gains he made from allegedly illegal tips provided by a former partner at accounting giant KPMG. Bryan Shaw, 52, of Lake Sherwood...

    Tags: Economy, Business and Finance, Herbalife Limited, Lawyers, Scott London, Judges

  16. May 2, 2013 |Story| Los Angeles Times
  17. States try to tackle 'secret money' in politics

    WASHINGTON &mdash; Early last month, state lawyers and election officials around the country dialed into a conference call to talk about how to deal with the flood of secret money that played an unprecedented role in the 2012 election.
    WASHINGTON — Early last month, state lawyers and election officials around the country dialed into a conference call to talk about how to deal with the flood of secret money that played an unprecedented role in the 2012 election. The discussion,...

    Tags: Government, David Koch, Parties and Movements, U.S. Senate, Americans for Prosperity

  18. May 7, 2013 |Story| Los Angeles Times
  19. SEC and political spending

    When the Supreme Court &mdash; in our view wrongly &mdash; ruled that corporations had a constitutional right to spend their money to influence elections, it also said that disclosure of such expenditures "permits citizens and shareholders to react to the speech of corporate entities in a proper way." In that spirit, the Securities and Exchange Commission should heed a petition drive to require publicly traded companies to disclose their political spending to investors.
    When the Supreme Court — in our view wrongly — ruled that corporations had a constitutional right to spend their money to influence elections, it also said that disclosure of such expenditures "permits citizens and shareholders to react to the...

    Tags: Elections, Federal Election Commission, Political Fundraising, Politics

  20. May 3, 2013 |Story| Los Angeles Times
  21. Herbalife raises estimate of legal costs amid pyramid allegations

    Herbalife Ltd. said its feud with billionaire hedge fund manager Bill Ackman has been more costly than it anticipated, prompting speculation that the company is bracing for potential government investigations.
    Herbalife Ltd. said its feud with billionaire hedge fund manager Bill Ackman has been more costly than it anticipated, prompting speculation that the company is bracing for potential government investigations. The Los Angeles nutritional products...

    Tags: Herbalife Limited, Lawyers, Fraud, Laws, Corporate Crime

  22. Apr 29, 2013 |Story| Los Angeles Times
  23. Herbalife posts record results

    Herbalife Ltd. has now notched 17 consecutive quarters in which its profits sailed past Wall Street projections.
    Herbalife Ltd. has now notched 17 consecutive quarters in which its profits sailed past Wall Street projections. The Los Angeles nutritional products company told investors Monday that earnings during the first three months of the year climbed nearly...

    Tags: Business Enterprises, Economy, Business and Finance, Herbalife Limited, Companies and Corporations, Fraud

 1  2 3 4 5 6 7 8 9 10 11-38Next >
Original site for U.S. Securities and Exchange Commission topic gallery.
Advertisement
Loading...
 
 

Date:

Credit:

User-submitted

Tags:

Rate:
Sending...

E-mail this photo

Error: malformed email address(es)
Both "from" and "recipient" email fields are required.

Recipient E-mail Addresses

(up to 3, separated by commas) Send me a copy.

From:

e-mail | buy this photo | link to photo
U.S. Securities and Exchange Commission Photos
Latham & Watkins announced the arrival of Nabil Sabki t...
(May 14, 2013)
Nabil Sabki, partner, Latham & Watkins
Securities and Exchange Commission Chairman Mary Jo Whi...
(May 3, 2013)
Mary Jo White
Richard Cordray, nominee for director of the Consumer F...
(March 19, 2013)
Richard Cordray and Mary Jo White