Business
The lawsuit lists 13 charges against the firm and lays out the extent to which the firm’s owners knew of the alleged legal violations.
June 5, 2023
Technology and the Internet
The crypto exchange is facing a federal probe into whether it improperly let Americans trade digital assets that should have been registered as securities
July 26, 2022
The Securities and Exchange Commission says X post on spot-bitcoin ETF approval was fake. SEC Chair Gary Gensler says that no decision was made Tuesday.
Jan. 9, 2024
Federal regulators sued five individuals for helping BitConnect, a cryptocurrency exchange platform, raise more than $2 billion from retail investors in an offering that wasn’t registered with the U.S. Securities and Exchange Commission.
May 28, 2021
The Wall Street regulator will look into whether nonfungible tokens, digital assets that can be used to denote ownership of things such as a painting or sports memorabilia, are being utilized to raise money like traditional securities.
March 2, 2022
The Federal Reserve Board announced Thursday that it has approved a controversial plan by Security Pacific National Bank to establish what amounts to a private exchange for the trading of some of the riskiest securities known to investors: options on U.S.
Aug. 7, 1987
Money & Company
This article was originally on a blog post platform and may be missing photos, graphics or links.
May 10, 2009
Company Town
Three former Netflix Inc. software engineers and two close associates were sued by federal regulators for profiting $3 million by trading on confidential information about the company’s subscriber growth.
Aug. 18, 2021
Newport Beach’s Cox might give the agency a more pro-business posture than it had under Donaldson, who quit unexpectedly.
June 2, 2005
July 29, 2008