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GORBACHEV -- GOING UNDER : The Soviet Union’s Tectonic Shift Seems Beyond Control

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<i> Arthur Macy Cox, a former diplomat and CIA official, is secretary of the American Committee on U.S.-Soviet Relations</i>

The Soviet Union is on the road to disaster caused by political disintegration, anarchy, economic collapse and possible civil war. Mikhail S. Gorbachev recently said, “Militant nationalism and reckless separatism in the Soviet Union could lead to Balkanization or even Lebanization . . . produc(ing) a snowball effect which would throw Europe back to a situation it knows so well from history.” In other words, civil war in the Soviet Union could lead to a return of totalitarianism with dangerous repercussions throughout Eastern and Western Europe.

This calamitous prospect is not inevitable. There is still hope that Gorbachev’s new emergency plan and treaty of union will bring order out of the existing chaos.

Fortunately, the Western powers are unanimous in their view that Gorbachev should be supported. Germany, France and Italy have been especially sensitive to Gorbachev’s dilemma. They have backed him by word and deed. Along with Japan, they have agreed to provide more than $20 billion of credit. Germany is sending tons of surplus food and food parcels from private citizens.

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The United States, Britain and Canada have also sought to help. President George Bush has said, “We would be prepared to send food to the Soviet Union during the bleak winter to help preserve Gorbachev’s transition to a market economy and democracy.” The United States probably will not provide much economic assistance until the gulf crisis is resolved, but it should provide technical assistance and Bush should use his authority to grant most-favored-nation status. The West cannot save Gorbachev, but certainly nothing should be done that will make his task more difficult.

We need to keep our eye on several realities to understand what is unfolding in the Soviet Union. Gorbachev’s new thinking has transformed international relations, ended the Cold War and drastically reduced the danger of nuclear war. He has moved a long way toward dismantling the ideology of Marxism-Leninism and the communist system. This could only have been accomplished from within the Communist Party--for 73 years the only source of power. Until the Communist Party is replaced it will have an important role in Soviet policy.

Gorbachev has established several institutional mechanisms that, in time, will replace the power of the Communist Party. He knows this is essential to achieve his goals of genuine democracy, a market economy and a union of independent republics. But he also knows--and this is important--that progress will not be made, for the time being, without the acquiescence of the party. Gorbachev has succeeded in revising the constitution to permit political pluralism. He has created an elected legislature and formed new advisory and policy groups that substantially replaced the Communist Party organs--the Politburo and the Central Committee. Through glasnost, he has set in motion a process of freedom and human rights greater than anything experienced in their thousand-year history.

All this is fragile, however, because the people have had so little experience with democracy and freedom. It will take years to organize strong new political parties. In fact, a liberal wing of the Communist Party, split from the conservatives, may emerge that could win a national election. The first popular election for president will be in four years, when Gorbachev’s term ends. Meanwhile, repercussions from the end of authoritarian control have been horrendous, both in the collapse of the economy and the inevitable demands for independence by the republics.

The Soviet command economy was a near disaster marked by pervasive inefficiency, corruption and sloth--but it did manage to provide inferior food, housing and health care for the populace. Now, the command economy is grinding to a halt with no realistic alternative system. The economy has declined from new disaster to disaster. Despite the best harvest in 20 years, there is less food, because of inadequate storage and transportation systems, rampant hoarding and economic warfare. Farmers are withholding food from the market in hopes of getting higher prices later this winter. Food is rotting in storage sheds. In the cities, most people manage to survive only by dealing on the black market--now half of the economy.

Economic problems could become worse if the 15 Soviet republics reject the authority of the central government and go their separate ways. The Baltic republics, in time, probably will leave the Soviet Union. They have sufficiently strong national economies and a long-enough history of trade with Scandinavia and other parts of Western Europe to be able to make the transition safely--despite their dependence on Soviet oil, gas and nuclear power. However, the other Soviet republics are economically interdependent and would be seriously harmed if they left the Soviet Union. Even the Russian Republic, with more than 60% of the population and two-thirds the natural resources, is dependent on interstate trade--for example, grain from the Ukraine.

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Boris N. Yeltsin, president of the Russian Republic, said the crisis can be dealt with only by creating a coalition government made up of the leadership of the republics--but with most of the key Cabinet positions going to the Russian Republic. This, combined with a rapid leap to a market economy, could stop the hemorrhage, Yeltsin claimed. Last spring Gorbachev agreed with Yeltsin to form an independent economic commission, under the leadership of Stanislav S. Shatalin, to devise a plan. Shatalin offered a proposal aimed to create a market economy in 500 days. Gorbachev accepted only half the plan, while keeping some command mechanisms. He wanted a more gradual transition.

Gorbachev was afraid that, after 500 days, there might be 50 million people unemployed if inefficient plants and enterprises are shut down without sufficient compensating progress to provide new jobs. If this occurred, an angry populace might demand new leadership from the right wing. Yeltsin is the most popular politician in Russia, but his power is limited. He resigned from the Communist Party and has little or no backing from the military or the KGB. Gorbachev knows that if the 500-day plan failed, Yeltsin would be of little help.

Critics of Gorbachev ask why he does not bite the bullet and move directly to a market economy--as Poland has. There is a vast difference between Poland and the Soviet Union. Poland’s transformation toward democracy was relatively simple, with little danger of military or police intervention. They could afford to take the risk of an all-out move to the market. Even so, as their recent election results reveal, they are having an extraordinarily difficult time.

Gorbachev has launched a new emergency program that was supported by the Supreme Soviet by a vote of 316 to 19, with 31 absentions. The Federation Council, made up of the leaders of the 15 Soviet republics, would become the executive agency of the government. The Presidential Council would be abolished along with the position of prime minister. These measures could enhance Gorbachev’s proposed treaty of union, based on a treaty granting sovereignty to the member republics and renames the nation the “Union of Sovereign Soviet Republics.” The plan also calls for a Security Council, made up of the military, the KGB and the police, that reports directly to the president. Gorbachev has already issued a decree strengthening the authority of the military to control nuclear weapons and curb civilian violence. In addition, Gorbachev would have a new special service that he said, “will be used for fighting organized crime, black markets, speculation and other manifestations of criminal activity engulfing the country.”

If this plan is implemented, Gorbachev will have considerably more power. He will, in time, be able to get the economy moving by breaking the resistance. He will have a better chance to create a new federal union, and have less to fear from party conservatives. There may be less individual freedom, at least for awhile. Yeltsin has said he doesn’t like the plan because it grants too much power to Gorbachev. But the people are fed up. They want a leader who will act--who will improve their economic status--even if it means less democracy. The betting odds must be on Gorbachev.

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