SEC Censures Parent of Nasdaq
- Share via
The Securities and Exchange Commission came down hard Thursday on the National Assn. of Securities Dealers, the parent of the Nasdaq Stock Market, for allegedly looking the other way as big Wall Street firms colluded to boost profits at the expense of customers. Capping a 19-month investigation of the nation’s busiest stock market, the agency simultaneously announced a settlement in which the NASD neither admitted nor denied wrongdoing. D1
Inside the business of entertainment
The Wide Shot brings you news, analysis and insights on everything from streaming wars to production — and what it all means for the future.
You may occasionally receive promotional content from the Los Angeles Times.
